Kalpataru Multiplier Ltd.

Attention Investors!

• Beware of fixed/guaranteed/regular returns/ capital protection schemes. Brokers or their authorized persons or any of their associates are not authorized to offer fixed/guaranteed/regular returns/ capital protection on your investment or authorized to enter into any loan agreement with you to pay interest on the funds offered by you. Please note that in case of default of a member claim for funds or securities given to the broker under any arrangement/ agreement of indicative return will not be accepted by the relevant Committee of the Exchange as per the approved norms.
• Do not keep funds idle with the Stock Broker. Please note that your stock broker has to return the credit balance lying with them, within three working days in case you have not done any transaction within last 30 calendar days. Please note that in case of default of a Member, claim for funds and securities, without any transaction on the exchange will not be accepted by the relevant Committee of the Exchange as per the approved norms.
• Check the frequency of accounts settlement opted for. If you have opted for running account, please ensure that your broker settles your account and, in any case, not later than once in 90 days (or 30 days if you have opted for 30 days settlement). In case of declaration of trading member as defaulter, the claims of clients against such defaulter member would be subject to norms for eligibility of claims for compensation from IPF to the clients of the defaulter member. These norms are available on Exchange website at following link: https://www.nseindia.com/invest/about-defaulter-section
• Brokers are not permitted to accept transfer of securities as margin. Securities offered as margin/ collateral MUST remain in the account of the client and can be pledged to the broker only by way of ‘margin pledge’, created in the Depository system. Clients are not permitted to place any securities with the broker or associate of the broker or authorized person of the broker for any reason. Broker can take securities belonging to clients only for settlement of securities sold by the client.
• Always keep your contact details viz. Mobile number/Email ID updated with the stock broker. Email and mobile number is mandatory and you must provide the same to your broker for updation in Exchange records. You must immediately take up the matter with Stock Broker/Exchange if you are not receiving the messages from Exchange/Depositories regularly.
• Don't ignore any emails/SMSs received from the Exchange for trades done by you. Verify the same with the Contract notes/Statement of accounts received from your broker and report discrepancy, if any, to your broker in writing immediately and if the Stock Broker does not respond, please take this up with the Exchange/Depositories forthwith.
• Check messages sent by Exchanges on a weekly basis regarding funds and securities balances reported by the trading member, compare it with the weekly statement of account sent by broker and immediately raise a concern to the exchange if you notice a discrepancy.
• Please do not transfer funds, for the purposes of trading to anyone, including an authorized person or an associate of the broker, other than a SEBI registered Stock broker.

(A) MANDATORY UPDATION OF CERTAIN ATTRIBUTES PERTAINING TO KYC OF CLIENTS

All 6 KYC Attributes (Name, Complete address including PIN code No. in case of address of India, PAN, valid Mobile number, Valid email-id, Income details/range) non-compliant clients are already sent intimation regarding freezing of demat accounts on July 1, 2022 via letter/ email/ SMS or any other mode.

All clients are hereby informed that the deficient details can be updated by way of physical modification request submitted by the BO to the DP or updated by the BO through online mode Easi - Easiest.

When the demat account becomes compliant with 6 KYC attributes and if it was frozen only with reason code “21 - Mandatory 6 KYC Non-Compliant Accounts”, the demat account shall be immediately unfrozen by the DP on the basis of necessary proof of documents / details obtained from the client and the same shall be maintained for record and compliance.

The UCCs for Clients compliant with the below mentioned guidelines shall only be allowed to place orders/trade under CM, F&O, CD, Commodity Derivative, SLBM and Debt Market segments and place bids in OFS and Tender Offers under Takeovers, Buyback and Delisting.

• Compliant with 6 KYC attributes viz Name, Complete address (including PIN code No. in case of address of India), PAN, valid Mobile number, valid email-id, Income details/range.
• PAN verification status of the client is approved.

The non-compliant UCCs on fulfillment of the conditions specified above and on due verification/approval of Exchange shall be considered compliant and permitted to trade by the Exchange only on the next trading day.

(B) Investors should avoid practices like:

• Sharing of trading credentials – login id & passwords including OTP’s.
• Trading in leveraged products like options without proper understanding, which could lead to losses
• Writing/ selling options or trading in option strategies based on tips, without basic knowledge & understanding of the product and its risks
• Dealing in unsolicited tips through Whatsapp, Telegram, YouTube, Facebook, SMS, calls, etc.
• Trading in “Options” based on recommendations from unauthorised / unregistered investment advisors and influencers.